Tag Archives: Brokerage Windows

Keeping Up with The Trends in 401(k) Plans

In the scheme of things, it was not that  long ago that defined benefit pension plans were the main retirement plan game in town.  But now – for better or for worse – 401(k) plans rule in the private arena.  […]

Posted in Commentary/Opinions/Views, Qualified Plans, Tax-qualified Retirement Plans | Tagged , , , , , , , , | Leave a comment

DoL Clarifies Fee Disclosures for Brokerage Windows

On May 7, 2012 the DOL issued Field Assistance Bulletin 2012-02, consisting of 38 questions and answers intended to clarify some of the issues raised since the issuance on October 20, 2010 of the final participant fee disclosure regulations (as […]

Posted in Fiduciary Issues, Legal Updates, Plan Administration and Compliance, Tax-qualified Retirement Plans | Tagged , , , , , , , | Leave a comment

Department of Labor Issues Further Fee Disclosure Guidance

On May 7, 2012 (and updated May 17), the Department of Labor issued Field Assistance Bulletin 2012-02, consisting of 38 questions and answers that clarify some of the issues raised since the issuance of the final regulations on participant fee […]

Posted in Fiduciary Issues, Legal Updates, Plan Administration and Compliance, Tax-qualified Retirement Plans | Tagged , , , , , , , , , , | Leave a comment