Tag Archives: Compliance and Disclosure Interpretations

Benefit Plan Disclosure affected by SEC Staff Compliance and Disclosure Interpretations of Proxy Rules and Schedules 14A/C

The SEC staff regularly publishes “Compliance and Disclosure Interpretations” (C&DIs) on various securities matters. Recently, the staff issued new C&DIs related to the SEC’s proxy rules. Previously, the interpretations relating to proxy rules were contained in a “Manual of Publicly […]

Posted in Deferred Compensation, Executive Compensation, Non-qualified Retirement Plans, Securities Law Implications | Tagged , , , , , , , | Leave a comment